David B. Spring, John R. Akin, Alexander ‘. -‘ *. M.D. Informed M.D. R. Margulis, M.D. terms: Contrast #{149} Opinions Radiology 1 1984; From the toxicity Informed #{149} 152: 609-613 Departments California School Letterman Army ans Administration cisco, California. revision requested May3, media, of Radiology, University of of Medicine (D.B.S., I.R.A., ARM.), Medical Center (D.B.S.), and VeterMedical Center (J.R.A.), San FranReceived Nov. 29, 1983; accepted and April 9, 1984; revision received 1984. Presented at the Sixty-ninth Radiological Society of North nois, November 13-18, 1983. The opinions and assertions the private views strued as official partment of the #{176}RSNA1984 of the authors Annual America, contained for Intravenous Contrast-enhanced A detailed questionnaire regarding the obtaining of patient consent for the administration of intravenous contrast agents was sent to 3845 radiologists in those hospitals across the United States having more than 100 beds. The results represent the current community practice and opinion of the 1547 radiologists (40%) who answered. They showed that 66% of respondents obtained no type of informed consent before injecting intravenous contrast agents. Half of those who did obtain consent did not inform their patients of possible specific major adverse reactions. Half of those who did not obtain consent believed the risk of adverse reaction was remote. Another 40% believed the consent procedure might heighten anxiety and, therefore, increase the risk of reaction. Obtaining informed consent, however, was not significantly associated with an increased incidence of major reactions. Since 8% of the respondents indicated some involvement in malpractice lawsuits regarding the question of informed consent for various procedures, the obtaining of informed consent might lessen the risk of exposure to malpractice litigation. Additional results showed that written consent did not appear to lessen the number of studies performed and that it offered more specific information to the patient regarding complications. Finally, most radiologists (80%) requested a specific policy regarding informed consent from at least one of the following organizations: the Amencan College of Radiology (ACR) (96%), the Radiological Society of North Amenca (RSNA) (26%), state chapters of the ACR (15%). Index consent Consent Meeting Chicago, herein of the Illiare and are not to be con- or as reflecting the views of the DeArmy or the Department of Defense. ms National Survey Radiography: of Practice A and Opinion’ R ADIOLOGISTS disagree regarding the use of informed consent for the injection of intravenous contrast material, despite the small but significant and known risk to patients that exists whenever such material is used. While there is agreement regarding the need for written informed consent for intra-arterial, catheter-related angiographic procedures, there is considerable disagreement about the medical and legal appropriateness of obtaining the patient’s written, informed consent for intravenous procedures. (1-10). To determine the present standard of community practice in the United States regarding the use of informed consent for intravenous contrast-enhanced radiography, we distributed a questionnaire to radiologists throughout the country during early 1983. The results indicate the current practices and opinions of these radiologists. MATERIALS AND METHODS During early 1983, we mailed an eight-page questionnaire to the chiefs of radiology departments of the 3845 acute-care hospitals in the United States that had 100 beds or more. Each questionnaire asked about the respondent’s site of practice, state, and region as identified by the first three zip code numbers. Respondents were given the opportunity to remain anonymous, although names and addresses were requested for forwarding results to those interested and for follow-up questioning as needed. We asked specifically about informed consent practice for the major areas of intravenous contrast material use (excretory urography, CT, and peripheral venography). We also asked about any major adverse reactions (e.g., shock, stroke, cardiac or respiratory difficulties, as well as death) that occurred as a result of these studies. Radiologists were then asked to identify their specific reasons for not obtaining informed consent. Respondents were asked if they and other members of their groups carried malpractice insurance and if any of them had been involved in malpractice lawsuits regarding the question of informed consent. For the purpose of computer data entry, we selected an arbitrary cut-off time of two months after mailing, although we continued to receive questionnaires after that date. We present only the answers to the questions asked, although respondents were given the opportunity to comment further regarding the dilemma of obtaining an informed consent. RESULTS Approximately 40% (1547) of the radiologists responded to the questionnaire. All zip-code regions and states were represented in an approximate proportion to their total populations (TABLE I). Eighty-one per cent of respondents practice primarily in private hospitals and offices, 9.3% in government hospitals (VA, armed forces), 4.4% in university hospitals, 0.7% in HMOs, and 4.6% with other unspecified hospital groups. Respondents used a general range to indicate the numbers of examinations performed annually (TABLE II) and estimated having 609 I: TABLE Distribution of Respondents 1980 Respondents 19.6 30.1 21.1 16.6 7.1 6.8 6.9 10.5 4 168 29.3 5.7 5 6 110 158 131 61 203 1495 13.9 16.2 23.7 10.6 31.8 212.9 7.9 9.8 5.5 5.8 6.4 7.0 Distribution of Respondents Studies During 1982 Quantity Studies Performing of 4 419(30) 1-25 26-50 than 2000 Total respondents 97(6) 141(11) 350(23) 409(27) 413(27) ( 89(6) 79(6) 163(12) 310(23) 144(11) 233(18) 262(21) 148(10) 318(23) 118(9) 1510 1378 Head Body 1532 Contrast-enhanced Minimum urography 263(17) 1285 of Intravenous, CT Studies (%) Assumes ment. venography 72.2% * performed of all head Maximum between intravenous 68.7% 1,204,000(51) 757,000 1,859,000(48) 1,069,000 of all body 2.3 and 3.8 million studies 1982. While large urograms are still contrast-enhanced the year of excretory being obtained, CT equals or exceeds urography as the major indication for use of intravenous contrast materials (TABLE III). Based upon minimum estimates, venous CT accounts for 51% contrast-material-enhanced studies; excretory urography and peripheral for 3%. 97,000(3) 3,854,000 CT studies for performing studies patients ography TABLE intravenous IV: Percentage of Respondents No. accounts Urography 0 1-5 venography 35 60 4 1 0 6-10 11-20 >20 consent studies. for Major excretory Contrast urography Reactions Head Body CT CT 34 59 6 1 0 1480 respondents occurrence, The radiology technician most often (59%) obtained the patient’s consent for the procedure (TABLE X). The radiologist, a nurse, the referring physician, and the department receptionist or secretary, in that order, were the next most likely to obtain the patient’s Reporting Excretory Reactions a rare IX). (TABLE contrast-enhance- excretory urography (TABLE V). Another 7% told about the risk of excretory urstudies but did not require of intra- Peripheral Venography 51 46 3 0 0 945 81 19 0 0 0 1433 888 Excretory Respondents obtained approximately 1.0 to 1.9 million excretory urograms in 1982 (TABLE III). Sixty-five per cent of the respondents reported at least one major adverse reaction to intravenous contrast material in their departments (TABLE IV). Sixty-five per cent of the respondents did not use informed consent for #{149} Radiology involve of its risks, 78% of the respondents discussed the implications of that refusal with the patient, and 60% documented this interchange in the patient’s record 790,000 Total Practice Urography formed (%) 1,898,000(49) 58,000(3) 2,342,000 CT and Obtained 1,080,000(46) 447,000 Peripheral Total 610 387(30) from the stroke, dif- ficulties (TABLE VI), and 43% also named death as a potential complication (TABLE VII). Those who obtained written consent from their patients after giving specific written information about excretory urography cornplications were more likely to provide specific information regarding these complications than those obtaining verbal consent (70% versus 25%) (TABLE VI). When informed about the risks of intravenous contrast materials, the majority of patients consented to excretory urography studies (TABLE VIII). Less than 1% of those patients who gave their informed consent, subsequently refused to undergo excretory urography procedures. When a patient refused the excretory urography procedure after being in- , Study for 46%; accounts Venography 244(16) 490(33) 474(31) Estimated Number During 1982 Excretory Peripheral CT I ( , 101-250 251-500 501-1000 1001-2000 III: I 150(10) 51-100 (%) Body l ‘1 specific major complications contrast material, , shock, cardiovascular, or respiratory Contrast-enhanced CT Urography 0 Specialized Number of Respondents Head Excretory Performed during numbers Population 139 205 145 175 II: TABLE Million (Millions) 0 1 2 3 8 9 Totals any patient documentation of this oral transaction. Twenty-eight per cent of the respondents obtained written patient consent for excretory urography studies, but only 15% of these provided written information to the patients regarding risks. Forty-nine per cent of those obtaming patient consent for excretory urography studies told their patients of Respondents! Census of 7 More to Population Number 1st digit U.S. Postal Zone (ZIP) Code TABLE Relative TABLE V: Informed Percentage of Respondents Consent Excretory Pattern Noconsent 65 7 13 0 15 Written-oral Written-written Information given to patient orally; Various Informed Head Urography Oraloral* Oral-written S Using patient consents Consent Body Peripheral CT CT 67 6 11 0 16 67 6 12 0 15 orally Patterns (i.e.. no written Venography 48 6 27 0 19 documentation). September 1984 Practice for CT TABLE VI: Respondents Who Obtaining Approximately studies and 72% were intravenous and , 69% of all body CT of all head CT studies contrast-enhanced, respondents performed Consent Pattern of these Numbers * 5, 4 of Specific Respondents Head CT Excretory Urography Oral-oral Oral-written Written-oral’ Written-written Totals in major adverse contrast a common occurrence, were Patients Major they were less frequent with body CT studies (49%) than with head CT (66%) or with excretory urography studies (65%) (TABLE IV). The patterns of obtaining informed contrast for CT studies paralleled those for excretory urography. Sixty-seven per cent of radiologists employed no consent procedure for CT studies. Approximately 24% obtained written consent, with 11% of these providing oral information, and 15% written information (TABLE V). Those obtaining consent mentioned specific major complications in about half of their cases for head and body CT studies (TABLE VI). Those providing written information and obtaining written patient consent for CT studies were far more likely to provide specific information regarding complications TABLE 25/101(25) 74/194(38) 0/3(0) 150/215(70) 249/513(49) considered VII: too small Respondents Obtaining Body CT Numbers * TABLE considered VIII: Total to those for excretory urography and contrast-enhanced CT studies. The rare patient who declined a CT study was informed about the implications of that refusal about 77% of the time (TABLE Named Death Consent too small Percentage Provided 10/56(18) 37/102(36) 1/4(25) 94/181(72) 142/343(41) Among Major Respondents Head CT 10/68(15) 40/139(29) 0/2(0) 116/177(66) 166/386(43) Complications Who Discussed Patient Refusing 5/40(13) 21/71(30) 1/3(33) 71/110(65) 98/224(44) Studies Because % Respondents Head CT Excretory Urography Yes No Total 63 27 <5.0 10 17 13 8 3 0 2 0 <10.0 >10.0 respondents 1 0 528 312 Implications of Study Refusal Body Peripheral CT CT Venography * NA TABLE respondents = X: 79 75 61 39 22 513 80 NA* NA 21 315 NA NA 20 696 25 282 not asked. Identification of Individual Excretory Urography Title Radiologist Radiologist Obtaining Informed Consent % Respondents Head CT Body CT Peripheral Venography 44 7 46 8 46 10 59 11 X-ray technician 51 65 65 45 Radiology/receptionist/secretary Nurse Referring physician 16 32 20 20 35 17 19 36 18 10 27 15 2 4 4 resident/intern Another Volume 152 Number 3 Peripheral Venography 50 35 Urography 60 40 Body CT 50 30 Head 78 of Information 51 38 Excretory Documented Not documented 11/56(20) 76/254(30) 1/1(100) 129/226(57) 2171537(40) <0.1 <1.0 % Respondents Informed Peripheral Venography to be significant. IX). This transaction was documented in the patient’s record 61% of the time. As with excretory urography, the radiology technician was the one who With When Body CT most often obtained contrast-enhanced radiologist was the (TABLE 1 2 0 258 752 patient consent for CT studies, and the second most likely X). Practice for Venography Percentage 28/86(33) 151/376(40) 2/3(67) 185/273(68) 366/738(50) (%) 5/43(12) 24/66(36) 0/2(0) 81/126(64) 1 10/237(46) of Patients % Patients Refusing those providing oral information obtaining oral consent (TABLES VI VII). Nearly all (99%) of the informed patients consented to the study despite their knowledge of the potential risks (TABLE VIII). These results were similar IX: Peripheral Venography to be significant. Excretory Urography Oral-oral Oral-written Writtenoral* Written-written Totals When (%) 12/57(21) 42/102(42) 0/3(0) 104/146(71) 158/308(51) Who Informed Consent Pattern than and and TABLE Complications Consent between 1.2 million and 1.9 million 1982 (TABLE III). Although reactions Inform Informed Peripheral Respondents performed between 58,000 and 97,000 peripheral venography studies during 1982 (TABLE III). Major contrast reactions occurred infrequently with peripheral venography studies (TABLE IV); only 19% of respondents reported any major reaction, and those stated they had seen fewer than five instances during the whole of 1982. While there were fewer major reactions with peripheral venography studies than with excretory urography and CT studies, written consent was obtained significantly more often for peripheral venography than for the other two types of studies (TABLE V). Forty-six per cent of respondents obtained written consent, and 19% of the respondents also provided written information to their patients. Specific complications were named by 50% of those obtaining informed consent for peripheral venography Radiology #{149} 611 XI: TABLE Reasons for Not Obtaining Informed Consent % Respondents Head Body Excretory Reason CT CT 50 51 52 The level of major risks for each individual patient is usually extremely low (i.e., rare). The procedure is so common that the risk and benefits are generally known. The informed consent process may cause the patient to refuse a needed The informed anxiety Peripheral Urography Venography 51 4 2 2 2 5 7 7 6 40 38 38 40 1 2 1 1 examination. consent to point process increases of causing reaction. The informed consent in a busy department, Total respondents a greater the level risk of of adverse process is too time-consuming making it impractical. 1 109 871 867 ican College of Radiology (ACR) (96%), the Radiological Society of North America (RSNA) (26%), and state ACR chapters (15%). Almost all (97%) respondents and members of their groups were covered by malpractice insurance, and over 8% stated that they or that others in their group had been listed at some time as a defendant in a malpractice lawsuit involving the question of informed consent. 922 DISCUSSION Informed XII: TABLE The Relationship Reported between Reactions Contrast Informed Consent and (Excretory Urography the Number of and CT Studies) % Respondents Number of Reactions Obtained Excretory Urography 0 1-5 35 60 4 1 0 513 6-10 11-20 >20 Totalrespondents (TABLE VI). also informed a remote complication travenous VII). A smaller patients contrast Again, those percentage that death related material documenting Consent Head CT 34 58 7 1 0 311 (40%) was to in(TABLE the consent procedure in writing were far more likely to name specific risks, including death, than those conducting only an oral consent procedure (TABLES VI and VII). Like those patients who required excretory urography and contrastenhanced CT studies, patients requiring peripheral venography procedures almost always consented to the studies after they were informed of the potential risks. At least 99% of patients considered the risks reasonable (TABLE VIII). If a patient refused the procedure upon being told of its risks, 80% of all radiologists then informed the patient about the implications of not having the study (TABLE IX). Unlike the situation with excretory urography and contrast-enhanced CT studies, it was the radiologist who most often informed patients and obtained their consent (TABLE X). Radiology technicians and/or nurses, in that order, were the next most likely to obtam consent, though they did so less frequently. Opinions Consent About who did believed 612 about half of not obtain that the #{149} Radiology Informed those respondents informed consent individual level of Body CT 47 49 4 0 0 288 No Consent Excretory Urography 34 61 4 1 0 958 Obtained Head CT 34 60 5 1 0 624 Body CT 54 44 2 0 0 595 risk for these procedures was extremely low (TABLE XI). Another 40% believed that the informed consent process increased the patient’s level of anxiety to the point of causing a greater risk of adverse reaction. Radiologists strongly believed that the informed consent process increased (83%) anxiety about an intravenous contrast study rather than decreased (4%) or left such concerns unchanged (13%). Most radiologists, whether or not they obtained informed consent, believed that anxiety contributed to contrast reactions. In fact, 82% of the respondents believed that anxiety was the major cause of minor contrast reactions. Only 37%, however, believed anxiety to be the leading cause of such major reactions as shock, stroke, respiratory and cardiovascular difficulties, and death. These beliefs notwithstanding, we found no statistical difference in the number of major reactions to urography and CT studies (97% of intravenous contrast-enhanced studies) between those who did and those who did not obtain informed consent (TABLE XII). Although there have been statements and policies regarding informed consent procedures, respondents are interested in some specific guidelines for the process. About 80% believed that an official group or society representing diagnostic radiologists should enunciate a specific policy about informed consent for the use of intravenous contrast media. The organizations requested most often were: the Amer- consent procedures are now commonly used in the United States for many higher-risk diagnostic radiologic procedures such as arteriography and percutaneous intervention. However, the use of informed consent procedures for intravenous contrast-enhanced radiography is more controversial. Since the law is unclear in most jurisdictions about the radiologist’s duty to inform, the radiological community is not quite certain as to its appropriate course of action. Those who do not obtain consent wish to be reassured that this is indeed correct; those employing consent procedures wish to know if they are doing so unnecessarily. Because of rising medical malpractice insurance costs, hospital administrators, risk management committees, malpractice insurance carriers, and some radiciogists have lobbied for the application of formal consent procedures whenever intravenous contrast material is injected. The majority of radiologists, however, obtain no consent for excretory urography or for contrast-enhanced CT studies. The pattern of non-consent for excretory urography studies was established before informed consent was a legal issue and before the incidence of major reactions was known. We found that radiologists who did not obtain cedures material informed consent using intravenous believed: 1) that the -4 for procontrast likelihood of fatal reactions was remote, and 2) that the consent procedure might increase patient anxiety, thereby enhancing the likelihood of adverse reactions. However, the present retrospective study of more than two million contrast-enhanced examinations performed during 1982 did not detect any significant difference between the number of major reactions for patients who were informed than for those who were not. The number of lawsuits in which informed consent was an issue was alarmingly high (8%) among radiological groups; however, any further September 1984 I discussion trends, the of this and scope its problem, implications of this ysis. its regional is beyond discussion. The Acknowledgments: respondents questionnaire, and not only but also interesting and We wish to thank all of the for their answers to our for their encouragement helpful comments. 152 Number 3 was supported by the Education Foundation, San Francisco. and proposals. Radiology Curr Prob Diag Radiol 1979; 8:3-19. University 7. Lalli AF. analysis Contrast and media hypothesis. reactions: Radiology data 1980; 134: 1-12. 8. 1. 2. 3. 4. 5. 6. 9. Lalli AF. Urographic contrast media reactions and anxiety. Radiology 1974; 112: 267-271. Ochsner SF. Problems and joys in radiology. AJR 1977; 128:177-179. Quimby CW Jr. Informed consent: a dialogue. Radiology 1977; 123:805-806. Allen RW. Informed consent: a medical decision(II). Radiology 1977; 123:807. James AE Jr. Johnson BA, Hall DJ. Informed consent: some newer aspects and their relation to the specialty of radiology. Radiology 1977; 123:809-813. Johnson BA, James AE Jr. The radiologist and informed Webber MM. and practice. References: Our thanks also to Ms. Shirley Semigran and Mr. Richard Auchmoody for their secretarial assistance and to Mr. Ronald Cowen of the UCSF Computer Center for data compilation and anal- Volume project high rate of response (40%) to our long questionnaire and the fact that large numbers of respondents added additional comments attested to the need for the development of a policy that protects both patients and physicians and clarifies the responsibilities of each. ‘I This Research and of California, consent: a review, comments, 10. Reuter Chicago, Informed consent Radiology SR. Use of detailed consent forms. IL. American College of Radiology. 1983:1-8. Kassirer JP. Adding insult urping patients’ perogatives. 1983; 308:898-901. David Spring, Department University in research 1982; 144:939-941. M.D. of Radiology of California San Francisco, to injury: usN Engl J Med School of Medicine CA 94143 Radiology #{149} 613
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